Financial Definition of Registered Representative
Meaning of Registered Representative
A person registered with the CFTC who is employed by, and soliciting business for, a commission house or futures commission merchant.
Legal Definition of Registered Representative
The man or woman who serves the investor customers of a broker/dealer. In a New York Stock Exchange-member organization, a registered representative must meet the requirements of the exchange as to background and knowledge of the securities business. Also known as a financial advisor or customer’s broker.
Related Entries of Registered Representative in the Encyclopedia of Law Project
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Registered Representative in Historical Law
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Legal Abbreviations and Acronyms
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