Financial Definition of Registered Representative
Meaning of Registered Representative
A person registered with the CFTC who is employed by, and soliciting business for, a commission house or futures commission merchant.
Legal Definition of Registered Representative
The man or woman who serves the investor customers of a broker/dealer. In a New York Stock Exchange-member organization, a registered representative must meet the requirements of the exchange as to background and knowledge of the securities business. Also known as a financial advisor or customer’s broker.
Related Entries of Registered Representative in the Encyclopedia of Law Project
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Registered Representative in Historical Law
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Legal Abbreviations and Acronyms
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| Registered Representative in the Dictionary | Registered Representative in our legal dictionaries |
| Related topics | Browse topics from the World Wiki Encyclopedia of Law |
| Browse the Legal Thesaurus | Find synonyms and related words of Registered Representative |
| Legal Maxims | Maxims are established principles that jurists use as interpretive tools, invoked more frequently in international law |
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| Related topics | Registered Representative in the World Encyclopedia of Law |
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| https://legaldictionary.lawin.org/registered-representative | The URI of Registered Representative (more about URIs) |
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